How To Fix Too Much Salt In Pasta Sauce This paragraph deals with how COCON 1 1 9R applies to a certification employee n P who performs the material risk taker FCA certification function and another FCA certification
G The FCA has issued guidance on the Consumer Duty in FG22 5 which firms should read alongside Principle 12 and PRIN 2A as a guide to the FCA s view as to how Principle 12 and Among other requirements firms should consider whether their financial crime systems and controls are consistent where applicable with their Consumer Duty obligations
How To Fix Too Much Salt In Pasta Sauce
How To Fix Too Much Salt In Pasta Sauce
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Guidance on the value assessment interaction with the Duty and the retail customer outcomes 1 1 You must act in good faith towards retail customers 2 Acting in good faith is a standard of conduct characterised by honesty fair and open dealing and acting consistently
Under section 64B of the Act an SMCR firm must 1 ensure that all persons subject to the rules in COCON are notified of the rules that apply to them and 2 take all reasonable steps to G The FCA has issued guidance on the Consumer Duty in FG22 5 which firms should read alongside Principle 12 and PRIN 2A as a guide to the FCA s view as to how n Principle 12 and
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3 consider the needs characteristics and objectives of any retail customers in the target market with characteristics of vulnerability 4 identify the intended distribution strategy for the 2 Firms should consider FG22 5 when applying their financial crime systems and controls In particular firms may find it helpful to consider the following provisions Principle 12 A firm
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https://www.handbook.fca.org.uk › handbook › COCON.pdf
This paragraph deals with how COCON 1 1 9R applies to a certification employee n P who performs the material risk taker FCA certification function and another FCA certification
https://www.handbook.fca.org.uk › instrument
G The FCA has issued guidance on the Consumer Duty in FG22 5 which firms should read alongside Principle 12 and PRIN 2A as a guide to the FCA s view as to how Principle 12 and
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